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Supervisory and Regulatory Guidance E-mail Alerts

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002

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2008 Supervisory and Regulatory Guidance
Date	Description
11/04/08	Regulatory Capital Impact of Losses on Fannie Mae and Freddie Mac Preferred Stock. (SR 08-10) (16 KB)
10/20/08	Consolidated Supervision of Bank Holding Companies and the Combined U.S. Operations of Foreign Banking Organizations. (SR 08-9). (16 KB)
10/20/08	Interagency Examination procedures for the Identity Theft Red Flags and other regulations under the Fair Credit Reporting Act. (SR 08-7). (16 KB)
3/26/08	FFIEC Business Continuity Planning Booklet (SR 08-3) (17 KB)
3/12/08	Statement to financial institutions servicing residential mortgages on reporting loss mitigation of subprime mortgages. (SR 08-2) (16 KB)
2/1/08	Communication of Examination/Inspection Findings. (SR 08-1) (15 KB)

2007 Supervisory and Regulatory Guidance
Date	Description
12/18/07	Confidentiality provisions in third-party agreements. (SR 07-19) (15 KB)
12/18/07	FFIEC Guidance on Pandemic Planning. (SR 07-18) (16 KB)
9/11/07	FFIEC press release on the U.S. Treasury Department sponsored exercise to test readiness to deal with pandemic crisis. (SR 07-16) (15 KB)
9/04/07	Release of the revised Federal Financial Institutions Examination Council Bank Secrecy Act/Anti-Money Laundering Examination Manual. (SR 07-15) (17 KB)
8/21/07	FFIEC press release on the U.S. Treasury Department sponsored exercise to test readiness to deal with pandemic crisis (SR 07-14). (15 KB)
8/15/07	Federal Trade Commission (FTC) request for comments on the use of social security numbers (SSNs) within the private sector (SR 07-13). (16 KB)
8/01/07	Statement on subprime mortgage lending. (SR 07-12) (16 KB)
8/01/07	The Fair Value Option and the applicability of the Market Risk Capital Rule. (SR 07-11) (16 KB)
7/25/07	Interagency BSA/AML Enforcement Policy Statement. (SR 07-10) (16 KB)
6/27/07	Notification of delay in the implementation of the revised Suspicious Activity Report by depository institutions. (SR 07-9) (67 KB)
5/16/07	Guidance on filing notices of proposed class action settlements (SR 07-7) (68 KB)
4/23/07	Working with mortgage borrowers. (SR 07-6) (67 KB)
4/02/07	Imposition of special measures against Banco Delta Asia SARL. (SR 07-4) (70 KB)
1/22/07	Revised Suspicious Activity Report by Depository Institutions. (SR 07-02) (17 KB)
1/12/07	Interagency guidance on concentrations in commercial real estate. (SR 07-01) (16 KB)

2006 Supervisory and Regulatory Guidance
Date	Description
12/20/06	Interagency Policy Statement on the Allowance for Loan and Lease Losses (ALLL). (SR 06-17) (86 KB)
10/19/06	Interagency guidance on nontraditional mortgage product risks. (SR 06-15) (69 KB)
9/01/06	Questions and Answers Related to Interagency Guidance on Authentication in an Internet Banking Environment. (SR 06-13) (83 KB)
8/02/06	FFIEC Information Security Booklet. (SR 06-12) (68 KB)
8/02/06	Release of the Revised Federal Financial Institutions Examination Council Bank Secrecy Act/Anti-Money Laundering Examination Manual (SR 06-11) (87 KB)
8/01/06	Imposition of Special Measures Against VEF Banka (SR 06-10) (81 KB)
7/07/06	Revisions to the Uniform Standards of Professional Appraisal Practice (SR 06-9) (71 KB)
4/24/06	Reports of Examinations of Government Securities Activities (SR 06-8) (67 KB)
3/20/06	Imposition of special measures against Commercial Bank of Syria. (SR 06-06) (71 KB)
3/20/06	Influenza Pandemic Preparedness. (SR 06-05) (70 KB)
3/20/06	Interagency Advisory on the unsafe and unsound use of limitation of liability provisions in external audit engagement letters. (SR 06-04) (70 KB)
2/14/06	Interagency Supervisory Guidance for Institutions Affected by Hurricane Katrina. (SR 06-03) (69 KB)
1/30/06	Interagency Guidance on Sharing Suspicious Activity Reports with Head Offices and Controlling Companies. (SR 06-01) (70 KB)

2005 Supervisory and Regulatory Guidance
Date	Description
12/08/05	Questions and Answers for Financial Institutions in Response to Hurricanes Katrina and Rita. (SR 05-24) (71 KB)
12/08/05	Interagency Guidance on Response Programs for Unauthorized Access to Customer Information and Customer Notice. (SR 05-23) (88 KB)
11/09/05	Guidance on the examination treatment of assets related to the tobacco transition payment program. (SR 05-21) (70 KB)
10/20/05	Questions and Answers for Financial Institutions in Response to Hurricanes Katrina and Rita. (SR 05-20) (70 KB)
10/20/05	Interagency Guidance on Authentication in an Internet Banking Environment. (SR 05-19) (84 KB)
10/13/05	Waiver of the Appraisal Regulation for Regulated Institutions Affected by Hurricanes Katrina and Rita. (SR 05-18) (72 KB)
9/27/05	Katrina related marketing practices invoking the name of the Federal Reserve. (SR 05-17) (69 KB)
9/21/05	Supervisory Practices Regarding Banking Organizations and Consumers Affected by Hurricane Katrina. (SR 05-16) (69 KB)
9/12/05	FAQs for Financial Institutions on the Bank Secrecy Act and Hurricane Katrina Victims. (SR 05-15) (70 KB)
9/12/05	Interagency FAQs on Residential Tract Development Lending. (SR 05-14) (68 KB)
7/06/05	New Federal Financial Institutions Examination Council Bank Secrecy Act/Anti-Money Laundering Examination Manual. (SR 05-12) (69 KB)
5/23/05	Interagency Credit Risk Management Guidance for Home Equity Lending. (SR 05-11) (70 KB)
5/04/05	Accounting and Reporting for Commitments to Originate and Sell Mortgage Loans. (SR 05-10) (69 KB)
5/02/05	Frequently Asked Questions Relating to Customer Identification Program Rules (SR 05-9) (69 KB)
5/02/05	Interagency Interpretive Guidance on the Provision of Banking Services to Money Services Businesses Operating in the United States. (SR 05-8) (71 KB)
4/06/05	Account Relationships with Money Services Businesses. (SR 05-7) (69 KB)
3/30/05	Interagency FAQs on the Agencies' Appraisal Regulations and Interagency Statement on Independence of Appraisal and Evaluation Functions. (SR 05-5) (68 KB)
3/08/05	Interagency Advisory on the Confidentiality of Nonpublic Supervisory Information (SR 05-4) (67 KB)
2/25/05	Interagency Guidance on Overdraft Protection Programs (SR 05-3) (66 KB)

2004 Supervisory and Regulatory Guidance
Date	Description
12/16/04	Interagency Statement on the Purchase and Risk Management of Life Insurance. SR 04-19 (67 KB)
12/10/04	Bank Holding Company Rating System. SR 04-18 (67 KB)
8/03/04	New Bank Secrecy Act Examination Procedures Relating to Section 326 of the USA PATRIOT ACT (SR 04-13) (68 KB)
7/12/04	Supervision of State-Chartered Banks (SR 04-12) (74 KB)
6/17/04	SR 04-10 Banking Accounts for Foreign Governments, Embassies, and Political Figures (54 KB)
6/17/04	SR 04-09 Revised Uniform Agreement on the Classification of Assets and Appraisal of Securities Held by Banks and Thrifts (54 KB)
6/03/04	Supervisory Letter SR 04-8 on Interagency Advisory concerning the legal protections associated with the filing of suspicious activity reports (53 KB)
3/04/04	Interagency Update on Accounting for Loan and Lease Losses (SR 04-5) (69 KB)
2/24/04	SR 04-04 Accounting for Deferred Compensation Agreements (68 KB)
2/04/04	SR 04-3 Debt Elimination Scams (67 KB)

2003 Supervisory and Regulatory Guidance
Date	Description
11/24/03	Guidance on Change in Bank Control Procedures (69 KB)
11/4/03	SR 03-18 Independent Appraisal and Evaluation Functions (67 KB)
11/3/03	SR 03-17 New Bank Secrecy Act (BSA) Examination Procedures Relating to the USA PATRIOT Act (69 KB)
9/15/03	Agencies Issue Final Rules on Disciplinary Actions Against Accountants and Accounting Firms Performing Certain Audit Services (71 KB)
7/24/03	Fraudulent Federal Reserve Note Schemes (SR 03-14) (69 KB)
6/6/03	Revisions to the Suspicious Activity Report Form (SR 03-12) (51 KB)
6/6/03	Interagency Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System (SR 03-09) (52 KB)
5/16/03	Statement on Application of Recent Corporate Governance Initiative to Non-Public Banking Organizations ( 54 KB)
5/6/03	REVISED DOCUMENT LOCATION - Guidance Regarding Restrictions on Institutions in Troubled Condition (68 KB)
5/6/03	REVISED DOCUMENT LOCATION - Amended Interagency Guidance on the Internal Audit Function and its Outsourcing (71 KB)
5/2/03	Amended Interagency Guidance on the Internal Audit Function and its outsourcing
5/2/03	Guidance Regarding Restrictions on Institutions in Troubled Condition
3/13/03	Risk Management and Valuation of Mortgage Servicing Assets Arising from Mortgage Banking Activities (SR Letter 03-4) (68 KB)
2/13/03	U. S. Treasury to Reinstate USA PATRIOT Act Section 314(a) Information Requests (SR Letter 03-3) (68 KB)
1/17/03	Adoption of Regulation W Implementing Sections 23A and 23B of the Federal Reserve Act (SR Letter 03-2) (55 KB)
1/10/03	Account Management and Loss Allowance Methodology for Credit Card Lending (SR Letter 03-1) (53 KB)
1/8/03	Suspicious Activity Report Filing Requirements for Nonbank Subsidiaries of Bank Holding Companies and State Member Banks (SR Letter 02-24) (61 KB)

2002 Supervisory and Regulatory Guidance
Date	Description
12/12/02	Interagency Advisory on Accounting for Accrued Interest Receivable Related to Credit Card Securitizations (SR Letter 02-22) (52 KB)
11/27/02	REVISED — NEW DOCUMENT LOCATION — The Sarbanes-Oxley Act of 2002 (SR Letter 02-20) (56 KB)
11/25/02	The Sarbanes-Oxley Act of 2002 (SR Letter 02-20) (55 KB)
8/2/02	Guidance Regarding Indemnification Agreements and Payments (SR Letter 02-17) (68 KB)
6/4/02	Interagency Advisory on the Unsafe and Unsound Use of Covenants Tied to Supervisory Actions in Securitization Documents (SR Letter 02-04) (56 KB)
6/4/02	Questions and Answers on the Capital Treatment of Recourse, Direct Credit Substitutes, and Residual Interests in Asset Securitizations (SR Letter 02-16) (54 KB)
5/30/02	Prime Bank and Other Financial Instrument Fraud Schemes (SR Letter 02-13) (54 KB)
4/8/02	Derivative Contacts Hedging Trust Preferred Stock (SR Letter 02-10) (69 KB)

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